NEA Regulatory Hosting and Incubation
Launching a new financial services firm is a challenging prospect. In addition to the operational and business development aspects of the venture, founders will need to address the myriad regulatory issues that need to be put in place prior to commencing formal marketing.
This requires partnership with an authorised entity that has long-standing experience of offering regulatory solutions to start-up financial firms. New Europe Advisers has been successfully working with Appointed Representatives (ARs) since 2009.
The model of establishing a firm as an AR of an FCA authorised firm, allows a new financial services firm to commence its marketing and advisory activities faster than the regulatory authorisation process typically allows.
Unlike at some other firms offering hosting or incubation services, an AR of NEA will be provided with full support by an experienced financial services professional, with over thirty years’ experience in the market, and by a senior compliance professional. We do not leave the future of our ARs in the hands of junior staff, as our core belief is that a fledgling firm’s success depends on obtaining oversight of the highest quality and this means having access to senior professionals who, having encountered most scenarios over the years, are able to add real value.
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NEA Asset Management
Our team offers asset management solutions tailored to the individual requirements of professional clients.
In particular, we are very pleased to work with investors who have a particular desire to participate in emerging markets special situations strategies, equity market arbitrage and activist investing. In addition, we develop partnerships with established asset managers who feel that their investing strategies may be complementary to ours or better served in a smaller and more specialised firm.
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NEA Governance Services
NEA Governance Services provides advisory services in both corporate and fund governance.
The issue of optimal corporate governance structures is of paramount importance for every growing company, and especially those firms undergoing the transition from a closely-help private company to a publicly listed entity with a wide shareholder base.
Establishing optimum fund governance is an issue encountered by many managers when working with funds under the control of outside directors. The issue of truly independent fund boards staffed by directors who exemplify independence and clarity of vision is often overlooked in the early stages of establishing a fund management operation. All too often managers can base their selection on the wrong criteria and NEA is able to assist by utilizing its experience in this area.
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